Licensing criteria for home-based ECE services
Section 10 of the Education and Training Act 2020 defines home-based ECE services as the provision of education or care, for gain or reward, to fewer than 5 children under the age of 6 (in addition to any child enrolled at school who is the child of the person who provides education or care) in:
- their own homes
- the home of the person providing education or care
- any other home nominated by the parents of the children.
These services are licensed in accordance with the Education and Training Act 2020 under the Education (Early Childhood Services) Regulations 2008, which prescribe minimum standards that each licensed service must meet. Licensing criteria are used to assess how the services meet the minimum standards required by the regulations.
For each criterion there is guidance to help services meet the required standards.
The publication of the criteria on its own can be downloaded as a PDF [PDF, 541 KB] and printed.
The licensing criteria were last updated in November 2016.
Licensing Criteria Cover
GMA6A Safety Checking
All children’s workers who have access to children are safety checked in accordance with the Vulnerable Children Act 2014.
Safety checks must be undertaken and the results obtained before the worker has access to children.
The results of the safety checks must be recorded and the record kept as long as the person is employed at the service.
Every children’s worker must be safety checked every three years. Safety checks may be carried out by the employer or another person or organisation acting on their behalf.
- A written procedure for safety checking all children’s workers before they have access to children that meets the safety checking requirements of the Vulnerable Children Act 2014; and
- A record of all safety checks and the results.
Consistent robust safety checking helps assess whether people might pose a risk to children.
Any examples in the guidance are provided as a starting point to show how services can meet (or exceed) the requirement. Services may choose to use other approaches better suited to their needs as long as they comply with the criteria.
We’ve published a guide to the help you navigate the safety checking requirements set out in the Children’s Act 2014. Download the guide.
Who needs to be safety checked?
The Children's Act 2014 specifies who needs to be safety checked. You can read this in section 23 of the Children's Act 2014.
Core children’s worker
In a home-based service both educators and coordinators are core children’s workers. This is because there will be times during the day when their duties require them to have 'primary responsibility for, or authority over' children and/or be the ‘only children’s worker present’.
Non-core children’s worker
A 'non-core children’s worker' would include staff whose main duties do not require them to have 'primary responsibility for, or authority over', children and/or be the ‘only children’s worker present’, but whose work may include having access to children.
Components of the safety check
Full requirements for safety checking are set out in the Children's (Requirements for Safety Checks of Children’s Workers) Regulations 2015.
Safety checking includes the collection and consideration of a range of information about the person.
A safety check is made up of 7 components:
- verification of identity (including previous identities)
- an interview
- information about work history
- referee information
- information from any relevant professional organisation or registration body
- a New Zealand police vet
- a risk assessment.
The risk assessment involves an evaluation of all information collected to assess if there is any risk to children’s safety. For example, is a driving offence relevant to the requirements of the role or going to pose a risk to children? Would this information mean you should or shouldn’t employ or engage the person? You must take into account the guidance we have provided in your risk assessment.
The publication Safer Recruitment, Safer Children [PDF, 2.4 MB] provides best practice guidance and Children’s worker safety checking under the Vulnerable Children Act 2014 [PDF, 1.2 MB] provides advice for organisations interpreting and applying the safety checking regulations.
A safety check of a new children’s worker requires all 7 components to be completed.
A safety check of an existing children’s worker requires the following 4 of the 7 components to be completed:
1. verification of identity (including previous identities),
5. information from any relevant professional organisation or registration body,
6. a New Zealand police vet, and
7. a risk assessment.
An existing children’s worker is someone you have continuously employed since before 1 July 2015.
Periodic rechecking of all children’s workers requires the following 4 of the 7 components to be completed:
1. that the person hasn’t changed their name and if so reconfirmation of their identity,
5. information from any relevant professional organisation or registration body,
6. a New Zealand police vet, and
7. a risk assessment.
Coordinators and educators who hold a current practising certificate will be police vetted by the Teaching Council as part of issuing and renewing the person’s practising certificate.
If the Teaching Council has issued or renewed a practising certificate, they will have considered them to have a satisfactory vet. Services can choose to rely on this or carry out their own police vet.
More information is available on the Police Vetting page.
The service provider will need to carry out all of the other components of the safety checking process for certificated teachers.
It must also:
- meet the teacher in person
- check a primary identification document
- check a specified form of photographic identification
- check that the name on the practising certificate matches the name on the person’s identity documentation
- check the Teaching Council’s online register (https://teachingcouncil.nz/search-the-register) for the latest updates to the teacher’s registration and practising certificate status
- undertake a risk assessment.
When do people need to be safety checked?
You cannot employ or engage a person as a new children’s worker until the safety check has been completed.
Services cannot rely on a safety check done by a different employer (either current or previous) as the check was not done on their behalf. They must carry out all of the components themselves.
After 1 July 2018 you cannot continue to employ an existing core children’s worker until the safety check has been completed.
After 1 July 2019 you cannot continue to employ an existing non-core children’s worker until the safety check has been completed.
Periodic rechecking must be done every 3 years.
Umbrella organisations carrying out safety checks
If an umbrella organisation carrying out the safety checks is the employer for staff at multiple services, then member services (Playcentres/Kindergartens) can use the children’s workers who have been safety checked by that employer.
Relying on safety checking completed by another organisation on your behalf
Where some or all components of the safety check have been completed by another organisation on a service’s behalf, the service is responsible for confirming that these components have been completed, and that a full safety check has been done.
If the service chooses to rely on a safety check completed on their behalf, we recommend that they:
- Seek permission from the person who is being safety checked for the information to be shared. Permission could be sought by the person or organisation completing the safety check before it is undertaken, or by the ECE service prior to requesting the information.
- Prior to the safety check, obtain confirmation from the person or organisation that they are undertaking the safety check on your behalf.
- Obtain in writing from the person or organisation completing the safety check that they have done this to the standard set out in the Children's Act 2014.
- Complete the identity check and risk assessment for all children’s workers, even if these have already been completed by another person or organisation.
- Keep records about the safety checking of children’s workers they engage or employ.
Responsibility for safety checking always rests with the employing or contracting organisation. This means services should exercise due diligence when relying on checks undertaken by others. Things to consider include:
- How long ago the safety check was done
- The purpose of the safety check that was done (for example what role).
Safety checking relief teachers
Sometimes home-based services use relief teachers to cover short-term coordinator absences. These people must be safety checked.
Where some components of the safety check have been completed by another organisation on their behalf, the service is responsible for confirming that these components have been completed, and that a full safety check has been done.
We recommend that the service itself always completes the identity check and risk assessment for all children’s workers, even if these have already been completed by another organisation.
Agency relief teachers
Agencies providing relief teachers are likely to be completing some components of the safety check. Services can agree with the agency that it will complete those components on their behalf.
Independent relief teachers
Services that engage a relief teacher independently (ie, not through an agency) will need to complete the safety check. Once this has been done, the completed check can be relied on for up to 3 years by the service.
Safety checking of trainees / students on practicum
Under the Children's Act 2014, the requirements apply to unpaid work that is undertaken as part of an educational or vocational training course (e.g. a student teacher undertaking and practicum placement).
Providers of educational or vocational training courses may have completed some of the components of the safety check as part of their enrolment process. For example an interview, reference check and police vet.
Services need to agree in advance with the training provider what components of the safety check it will complete on their behalf. The service must then get a letter from the training provider stating the student’s name, what components of the safety check have been completed, and that they have been done to the standard set out in the Children's Act 2014.
The service should still complete the identity check and risk assessment for all children’s workers, even if these have already been completed by another organisation.
In addition to safety checking children’s workers under the Children's Act 2014, services still need to meet their police vetting obligations under Schedule 4 clauses 1-8 of the Education and Training Act 2020
Further information is available on the Police vetting page of the Education website.
Workforce restriction and core worker exemption
The Children's Act 2014 introduces a new children’s workforce restriction, which prohibits services from employing or engaging people with a specified offence as core workers, unless they hold a Core Worker Exemption.
A specified offence means an offence identified in Schedule 2 of the Children's Act 2014.
You can read more about the workforce restriction here.
Individuals prohibited from being employed or engaged in a core worker role under the workforce restriction can apply for a Core Worker Exemption.
Employers will be able to confirm whether a person holds a Core Worker Exemption.
Home-based services may employ a children’s worker they have previously police vetted and whose vet is current, without completing the remaining components of the safety check, to manage short-term emergencies.
If a home-based service considers that an emergency or unexpected situation has arisen that increases risks to children, they may engage or employ a children’s worker to reduce those risks without completing all components of the safety check, for up to 5 consecutive working days, as long as the person has a current police vet.
However, in the interests of children’s safety, we recommend that home-based services begin the full safety checking process as soon as possible in an emergency or unexpected situation.
Under Section 39(3) of the Children's Act 2014, service providers are required to be able to provide details on any safety check done on a person and their work history including:
- how their identity was confirmed, and
- all information provided during the safety check, and
- the risk assessment, and
- the date or dates on which the person was engaged or employed by the organisation, and
- the nature of the work the person is/was engaged in.
Evidence of all children’s worker safety checks must be kept for at least as long as the children’s worker is employed or engaged, then securely destroyed. All information must be provided to the Ministry of Education, or any other relevant agency, on request.
The result of the safety check is confidential and the service provider and only those staff delegated with responsibilities that would require them to access the information should be able to do so.
Information needs to be stored appropriately. Typically, screening information will be kept on a person’s personnel file. Files should be stored in a secure location with access only available for appropriate staff.
Once information is no longer required to be retained, it must be securely destroyed.