Skip to main content
Ministry of Education New Zealand

The Education (Early Childhood Services) Regulations 2008 and the licensing criteria require early childhood services to have a child protection policy and several procedures.

Read the regulations and licensing criteria to be clear about what is required. From there determine what policies you will need.

The EC1 application form lists the policy and procedure documentation you need to submit with your probationary licence application.

Other policies, procedures and processes will be looked at later when your service is visited by the Ministry of Education as part of the licensing process. See the relevant regulations and licensing criteria.

Education (Early Childhood Services) Regulations 2008 – New Zealand Legislation

Licensing criteria for home-based ECE services

Review of third-party material#

We do not review material produced by third-party organisations for use by early learning providers.

It is the responsibility of the organisation producing the material for use in the early learning sector to make sure it reflects the required practice standards.

From time to time, we review this material in the course of our regulatory functions, for example when licensing and reviewing early learning providers. If, as a result of reviewing material, we find an inconsistency between the third-party material and expected practice, we will advise the provider and organisation producing the material of the inconsistency.

It is the responsibility of the organisation producing the material to make sure it is updated to reflect the required practice standard.

What policies and procedures are#

  • A policy is a high-level rule that guides decisions and behaviours. It defines what is expected in your service and why.
  • A procedure is a step-by-step set of instructions describing how to carry out a task or comply with a policy.

Why you need policies and procedures#

You must have a child protection policy and several procedures to meet licensing criteria requirements.

It can be helpful to have other policies and procedures to help you run your early childhood service.

Policies and procedures are developed to make sure:

  • legislative requirements are met
  • everyone at the service understands agreed processes and procedures so they are carried out consistently, safely and appropriately
  • everyone at the service can discuss policies and procedures and suggest changes through regular review processes.

See the relevant regulation and licensing criteria.

Education (Early Childhood Services) Regulations 2008, regulation 47 – New Zealand Legislation

GMA201 Information provided to parents

GMA202 Involvement in reviews

Policies, procedures and the law#

Policies are not legally binding.

Staff, educators, parents and others in the service may agree to follow your service’s policies and procedures, and any future additions or changes, when they are employed or engaged, or when their child is enrolled.

Policies and procedures are required to be implemented.

Copying from other services#

Policies from other services can give you good ideas to think about as you write your own.

Services and communities may have different structures, beliefs, values and expectations.

It is important that your policies work for your service and reflect your philosophy, values and style of operation.

Writing policies#

Develop policies before you need them and be prepared to introduce new policies and procedures when the need arises.

Consultation with staff and parents will help to make sure your policies and procedures are robust and realistic for implementation on a daily basis.

Most policies include:

  • a rationale – a reason for having the policy
  • objectives – what you hope to achieve through the policy
  • procedures – clearly set out the actual practices that will occur
  • implementation information – how the policy will be implemented
  • who is responsible for making sure the policy and procedures are implemented
  • a review date for when the policy is planned to be reviewed.

Regular review of policies#

A regular review process where people in your service can discuss policy and suggest changes means your policies and procedures are always relevant to your service.

If you do not like an existing policy, discuss it with staff, educators and families and change it. Make sure you continue to meet regulations and licensing criteria.

Your policies should work for you. The content of your policies belongs to your service. Parents must also have an opportunity to be part of the development and review of your service’s policies.

See the relevant regulation and licensing criteria.

Education (Early Childhood Services) Regulations 2008, regulation 47 – New Zealand Legislation

GMA202 Involvement in reviews

GMA203 Operational review

Mōhiohio anō

More information